Controlling Shareholder or De Facto Controllers

The ownership structure of the Company is diversified. The ultimate controllers of the Company’s substantial shareholders do not exercise control over the Company and the Company has no controlling shareholder or de facto controllers.

Substantial Shareholders and Their Shareholdings


Name of the shareholders

Total number of shares held

Percentage of the shareholding

Type of shares

HKSCC Nominees Limited

2,772,702,035

30.60%

H Share

Fortune Investment Co., Ltd.

1,284,277,846

14.17%

A Share

Shenergy (Group) Co., Ltd.

1,225,082,034

13.52%

A Share

Shanghai Haiyan Investment Management Company Limited

468,828,104

5.17%

A Share

Shanghai State-Owned Assets Operation Co., Ltd.

424,100,614

4.68%

A Share

China Securities Finance Co., Ltd.

274,887,341

3.03%

A Share

Shanghai Jiushi (Group) Co., Ltd.

250,949,460

2.77%

A Share

Yunnan Hehe (Group) Co., Ltd.

132,613,032

1.46%

A Share

Central Huijin Investment Ltd.

110,741,200

1.22%

A Share

China Baowu Steel Group Corporation

68,818,407

0.76%

A Share


Brief Introduction of Substantial Shareholders with Shares Above 5%


Fortune Investment Co., Ltd.

Fortune Investment Co., Ltd. was established on 21 November 1994 and has a registered capital of RMB9.369 billion, with ZHU Kebing as its legal representative. Its main businesses include investment and investment management in the metallurgy industry and relevant industries, investment consulting, business consulting service (excluding brokerage) and property title brokerage. Fortune Investment Co., Ltd. is a wholly owned subsidiary of China Baowu Steel Group Corporation.


Shenergy (Group) Co., Ltd.

Shenergy Group Co., Ltd. was established on 18 November 1996 with a registered capital of RMB10 billion. Its legal representative is HUANG Dinan. Its main businesses include investment in, development and management of electricity and energy industries, investment in natural gas resources, investment in urban gas pipeline networks, investment and management of real estate and high-tech industries, real industry investment, asset operation, and domestic trade (excluding special provisions).


Shanghai State-Owned Assets Operation Co., Ltd.

Shanghai State-Owned Assets Operation Co., Ltd. was established on 24 September 1999 with a registered capital of RMB5.5 billion. Its legal representative is ZHOU Lei. Its main businesses include entrepreneurial investments, capital operations, acquisition, enhancement and transfer of assets, enterprise and asset custody, debt restructuring, property title brokerage, real estate agency, financial consultancy, investment consultancy, and consulting services related to its scope of businesses, as well as the provision of guarantee related to its asset management and capital operation businesses.


Shanghai Haiyan Investment Management Company Limited

Shanghai Haiyan Investment Management Company Limited was established on 15 October 2009 with a registered capital of RMB3.3 billion. Its legal representative is CHEN Xuanmin. Its main businesses include entrepreneurial investments, investment management, project management, asset management, enterprisemanagement advisory and domestic trading.




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